Hot Fix 12 (A5T016) addresses the following issues.

Issues related to the Suspicious Activity Report (SARX)

• A date of birth (DOB) in the format of YYYY-00-00 is not allowed for the SARX although the format is valid per the Financial Crimes Enforcement Network (FinCEN) documentation.
• The subject information fields in the SARX are not disabled when you select the check box Check if all critical* subject information is unavailable (Does not include Subject Relationships).
• There is no input field for you to enter the type of financial institution when Others is selected in the drop-down menu for "51 Type of Financial Institution."
• The e-file that is created from the e-file generation process might exclude some critical fields.
• Updates that are made for institution information within the FSK_RC_REPORT_ENTITY_INFO table are included on previously filed SARX reports.
• The %rc_resp_fincen macro process does not assign the correct status for the report when the order of EFilingActivityXML in the response file is not consistent with the sequence in the e-file.
• SARX validation fails (with a C54 fatal error) if a subject does not have identification ID information and "18 Form of identification for subject unknown" is not selected.
• A prior report document control number field on the SARX home tab is cleared when you select the Correct/Amend Prior Report check box.
• The check boxes 24h Director, 24i Employee, 24k Officer, and 24l Owner or Controlling Shareholder are still enabled when you select Joint report in "1 Type of Filing."
• The %rc_resp_fincen macro process does not update the "Date Closed" information for a case when a regulatory report is filed.
• Some fields are not validated correctly in the SARX report.
• Incorrect error codes and error handling are used in processing the FinCEN response.
• Check box labels and input field warning labels are missing.

Issues related to UI functionality

• Selecting Export all grid pages to Excel does not export the values in the Time Remaining column correctly.
• Adding or editing an alert variable on a scenario page causes the Entity Triage page to be displayed.
• Alerts are not created for an entity that is matched by the match code in SAS10079, SAS10080, and SAS10082 watch-list scenarios.
• The alert generation process fails in the fcf_transaction_replication routine when you are replicating transactions for Account (ACC) alerts for an entity (primary owner) with a significantly large number of accounts.

Click the Hot Fix tab in this note to access the hot fix for this issue.

Operating System and Release Information

A fix for this issue for SAS Compliance Solutions 7.1 is available at: